Compliance Consulting
Our consulting services will give you the benefit of access to skilled professional compliance services, which will allow you to meet all your compliance requirements, without the cost of a monthly service fee.
You pay us for what you need, and when you need it.
We understand that not every broker or financial services provider requires a Compliance Officer. If you are just one person running your business, it can be time consuming in keeping up with the high standards of the FSCA’s requirements. We got you covered. Our consulting services will give you the benefit of access to skilled professional compliance services, which will allow you to meet all your compliance requirements, without the cost of a monthly service fee. You pay us for what you need, and when you need it.
We Can
- Create Policies and Procedures to ensure compliance with new Legislation.
- Assist with FSCA appointment applications of Key Individuals and Compliance Officers
- Assist with FSP License Applications
- Conduct audits, risk assessments and gap analysis on FICA, FAIS, POPIA, as required